COMPLIANCE ANALYSTS

Compliance Analysts for the Investment Adviser Division are responsible for, among other things:

• Supporting consultants on mock SEC inspections and policy and procedure reviews, Prepare preliminary drafts of mock inspection reports.
• Research and categorize inspection report comments that have been prepared by consultants.
  Assist consultants during mock inspections and policy and procedure reviews by providing whatever support that may be required.
• Participate in a professional development program toward the consulting track.
• Research unique and novel compliance issues related to mock SEC inspections. Participate in organizational and consulting projects as might be required (e.g., development of report templates, library of documents, etc.).
• Prepare and make Form 13F and Schedule 13G filings, as might be required.

Qualification
Ability to work well in a fast paced, small team environment; flexible and goal oriented. Strong organizational and problem-solving skills with attention to detail. Highly motivated with ability to work independently. Strong analytical skills; must be able to multi-task and prioritize effectively. Strong oral and written communication skills. Proficient with Microsoft Office applications, Adobe Acrobat, and the Internet. Bachelor’s Degree required – Bachelor’s Degree in Business, Finance, Accounting or related discipline preferred. Willingness to travel 50% of the time.

Compensation and Benefits
Compensation, which will be competitive and commensurate with experience, would include a base salary plus discretionary bonus. ACA also offers a comprehensive benefits package.