INVESTMENT ADVISER CONSULTANT

Principal Consultants for the Investment Adviser Division are responsible for, among other things:

• conducting mock SEC inspections
• analyzing clients’ trading practices,
• evaluating personal securities transactions,
• assisting clients with the preparation and maintenance of Form
• ADV,
• interacting with the SEC, state and other regulators,
• writing articles for various compliance publications,
• speaking at conferences and in other public settings, and developing new client relationships
  

Qualifications
Interested candidates would be expected to possess at least five to seven years of industry experience and a bachelor’s degree. It is anticipated that up to 50% of an ACA consultant’s time would be dedicated to traveling around the country to provide on-site advice and assistance to clients. Candidates will also be required to work independently, demonstrate strong organizational skills, work effectively as a member of a team and proactively interact with a diverse group of clients. A writing sample must be submitted by a candidate upon request.

Compensation & Benefits
Compensation, which will be competitive and commensurate with industry experience, would include a base salary plus incentive based commissions and bonus. ACA also offers an excellent benefits package.