INVESTMENT COMPANY CONSULTANT

The Investment Company Division is seeking individuals in the Investment Management industry with experience in one or more of the following areas: fund accounting, transfer agency, retirement recordkeeping, and custody operations. You will be part of a team of professionals delivering quality assurance service to a variety of clients including investment management, investment company and third-party service providers.

Responsibilities will include the following:

• planning and executing operational regulatory reviews to evaluate business process and technical controls to support conclusions; and
• developing, documenting and delivering matrix style reports of these reviews.

Qualifications
Interested candidates would be expected to possess at least 3-5 years of Registered Investment Company Audit and SAS 70 type related and/or Fund Accounting experience. It is anticipated that up to 50% of an ACA consultant’s time would be dedicated to traveling around the country to provide on-site advice and assistance to clients. Candidates will also be required to work independently, demonstrate strong organizational skills, work effectively as a member of a team and proactively interact with a diverse group of clients. A writing sample must be submitted by a candidate upon request.

Compensation & Benefits
Compensation, which will be competitive and commensurate with industry experience, would include a base salary plus incentive based commissions and bonus. ACA also offers an excellent benefits package.